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Achieving the CAMS certification is a significant achievement for AML professionals and can lead to enhanced career opportunities and increased earning potential. Certified Anti-Money Laundering Specialists (the 6th edition) certification demonstrates a commitment to excellence in the AML field and provides a competitive advantage in the job market. Additionally, CAMS Certified professionals are required to maintain their certification through continuing education and training, ensuring that they remain up-to-date with the latest AML regulations and best practices.
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ACAMS Certified Anti-Money Laundering Specialists (the 6th edition) Sample Questions (Q393-Q398):
NEW QUESTION # 393
What are two purposes of the USA PATRIOT Act? (Choose two.)
- A. To set standards and promote effective implementation of legal, regulatory, and operational measures for combating money laundering, terrorist financing and other related threats to the integrity of the international financial system
- B. To strengthen United States' measures to prevent, detect, and prosecute international money laundering and financing of terrorism
- C. To administer and enforce economic and trade sanctions based on United States foreign policy and national security goals against targeted foreign countries and regimes, terrorists, and international narcotics traffickers
- D. To subject to special scrutiny foreign jurisdictions, foreign financial institutions, and classes of international transactions or types of accounts that are susceptible to criminal abuse
Answer: B,D
NEW QUESTION # 394
An internal review of anti-money laundering training documentation revealed only new agents employed by a financial institution that sells life insurance products were trained. Additionally, it typically took the institution 8 months to begin training for new actuaries. The compliance officer explained training was limited to actuaries because they perform the only high-risk function. The institution relied on e-learning techniques without follow-up assessment.
Which of the following issues would the internal review most likely recommend?
- A. Continue using e-learning to emphasize anti-money laundering content during training.
- B. All staff, apart from the Board of Directors, must be trained.
- C. The institution must provide anti-money laundering training to actuaries within 6 months.
- D. Pro duct-specific anti-money laundering training should be provided company-wide.
Answer: D
Explanation:
The internal review would most likely recommend that the institution provide product-specific anti-money laundering training to all relevant employees, not just actuaries. This is because life insurance products can be used for money laundering purposes, such as purchasing policies with illicit funds, surrendering policies for cash value, or using policies as collateral for loans. Therefore, all employees who are involved in selling, servicing, or processing life insurance products should be aware of the money laundering risks and red flags associated with these products, and how to report any suspicious activity. The institution should also ensure that the training is timely, effective, and tailored to the specific roles and responsibilities of the employees.
The other options are not as relevant or appropriate as the correct answer. Option A is too broad, as not all staff need to be trained on anti-money laundering, only those who are relevant to the institution's business activities and exposure to money laundering risks. Option C is too narrow, as it only focuses on actuaries and does not address the need for training other employees who may deal with life insurance products. Option D is not sufficient, as e-learning alone may not be effective in ensuring that employees understand and retain the anti-money laundering content, and the institution should also conduct follow-up assessments to measure the impact and outcomes of the training.
:
ACAMS Study Guide for the CAMS Certification Examination - 6th Edition, Chapter 3: Compliance Standards for Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT), page 57.
ACAMS CAMS Certification Video Training Course, Module 3: Compliance Standards for Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT), Lesson 3.5: Training and Testing.
Best Practices for Anti-Money Laundering Compliance - DIRO Original, Section 3: Adequate Training.
NEW QUESTION # 395
Which principles of the Egmont Group of Financial Intelligence Units (Fills) are aimed at maximizing cooperation between FlUs to more effectively combat money laundering? (Select Two.)
- A. FIU cooperation should always be channeled through designated intermediaries.
- B. Eliminating spontaneous information sharing between FlUs to reduce the burden of excess investigative work.
- C. Formal Egmont Group membership requirements ensure a high commitment of the eligible FlUs.
- D. Information exchange should take place informally, without too many formal prerequisites.
- E. It is within an FlU's authority to sign Memorandums of Understanding independently.
Answer: D,E
Explanation:
The principles of the Egmont Group of Financial Intelligence Units (FILLs) aimed at maximizing cooperation between FILLs to more effectively combat money laundering are [1]:
B . Information exchange should take place informally, without too many formal prerequisites. (CAMS Manual, 6th Edition, Page 55)
NEW QUESTION # 396
Upon filing a suspicious transaction report, which of the following elements should be the highest anti-money laundering priority in making the decision to keep the account open?
- A. Total number of accounts the institution closed in the last month.
- B. Additional Administrative costs of monitoring the account.
- C. Financial impact on the institution if the account is closed.
- D. Procedures to ascertain the potential risk to the organization.
Answer: D
NEW QUESTION # 397
Which situation would require enhanced due diligence be performed on a customer?
- A. A prospective customer recently started and incorporated a new business.
- B. Company ownership is held in bearer share form.
- C. The low-risk rating for a customer has not changed since the relationship was established 5 years ago.
- D. A customer closes their store location and opens a new store location across town.
Answer: B
Explanation:
Explanation
Company ownership is held in bearer share form. Bearer share ownership can make it difficult to identify the actual owners of a company and is therefore considered a high risk for money laundering or terrorist financing.
Enhanced due diligence measures may include obtaining additional identification and ownership information, conducting more frequent reviews of the account, and monitoring transactions more closely.
Reference: Certified Anti-Money Laundering Specialist (the 6th edition) Study Guide, Chapter 6, "Customer Due Diligence (CDD) and Know Your Customer (KYC)", page 115.
NEW QUESTION # 398
......
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